ContractBanking, Finance & FiduciaryDE
Brokerage agreement: investments
Brokerage agreement for the introduction of investments and investors. Governs commission, exclusivity and duties of the broker under the CO.
Key data
- Type
- Contract
- Language
- Deutsch
- Last updated
- November 2025
- Version
- 2025.1
- Format
- Word and PDF
- Access
- Directly available
- Legal reference
- Switzerland (OR, Mäklervertrag)
- Responsible
- Müller Paparis Attorneys at Law
Dieser Inhalt ersetzt keine individuelle Rechtsberatung.
Preview
Contract
Brokerage agreement: investments
Brokerage agreement for the introduction of investments and investors. Governs commission, exclusivity and duties of the broker under the CO.
November 2025v2025.1
Preview · Word and PDF
Suitable for
- Placement of equity or debt capital
- Investor introductions by external advisers
- Success-based capital placement
Not suitable for
- Licensed securities or investment advisory activity (FinIA/FinSA)
- Pure asset management relationships
Template content
- Mandate and scope of the brokerage activity
- Success fee and retainer, expenses
- Exclusivity and post-term periods
- Confidentiality and liability
What needs adapting
- Parties and target investment
- Commission rate and calculation basis
- Contract term and termination
Zielgruppe
Intermediaries, investors, companies seeking capital
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